State Street Corp

Company facts

Industry

State Commercial Banks

Headquarters

Boston, Massachusetts

Most recent report

10-Q, filed Oct 28, 2026

Incorporated

Massachusetts

Filings on record

1,004+ filings

On EDGAR

CIK 93751

Fiscal year ends

December

Filer status

Large accelerated filer

What to read: Sep 2026 10-Q

SECSift found 4 of 9 sections worth reading, with 3 positive, 10 notable, and 2 negative flags.

• Management's Discussion (Item 2)

  Core MD&A with full financial results, segment data, capital ratios, and risk metrics for Q3 2026.
  Positive

  • AUC/A $59.17T at Sep 30, 2026, up 15% YoY; AUM $6.31T, up 16%.
  • New servicing mandates of $429B AUC/A in Q3 2026; $2.98T pipeline to install.
  Notable

  • Repurchased $400M common stock in Q3 2026 at avg $187.83; $1.3B remaining on $5B program.
  • Repositioning charge of $89M in Q1 2026; $190M accrual remains at Sep 30, 2026.
  • Average daily LCR 106% for Q3 2026; NSFR above 100% minimum.
  • Issued $1.5B senior notes in Apr 2026; State Street Bank issued $1.25B in Jul 2026.
  • Issued $500M Series L preferred stock in Aug 2026, net proceeds ~$496M.
  • Indemnified securities on loan $427B at Sep 30, 2026, up from $372B at Dec 31, 2025.
  Negative

  • CET1 ratio fell to 11.0% at Sep 30, 2026 from 11.6% at Dec 31, 2025.

• Financial Statements (Item 1)

  Financial statements and notes with material balance-sheet swings, credit risk, and litigation details.
  Notable

  • German tax authorities claim State Street owes taxes on dividends; company contests the determination.
  • Repositioning charge of $89M in Q1 2026 for workforce cuts and real estate optimization.
  Negative

  • Aggregate accruals for legal loss contingencies total $52M, with up to $70M additional reasonably possible loss.

• Unregistered Sales and Repurchases (Item 2)

  Buyback pace surged in Q3 2026; $1.3B remaining authorization is material.
  Positive

  • Q3 2026 buyback of $400M is a significant step-up from prior quarters, showing strong capital return.

• Other Information (Item 5)

  Two senior execs adopted 10b5-1 plans to sell shares; CEO's plan is large.
  Notable

  • EVP Horgan adopted plan to sell up to 12,874 shares, expiring 12/11/2026.
  • CEO O'Hanley adopted plan to sell up to 129,604 shares, expiring 12/31/2027. Large relative to typical insider sales.

What changed: Sep 2026 vs. Jun 2026

About 3% of STT's Sep 2026 10-Q is new information. 21 paragraphs were added, 322 changed, and 49 removed. Below are the most important lines SECSift identified.

• Item 2 153
• Item 1 96
• Item 5 6
• Item 6 4
• Item 4 2