Raymond James Financial Inc

Company facts

Industry

Security Brokers, Dealers & Flotation Companies

Headquarters

St Petersburg, Florida

Most recent report

8-K, filed Sep 1, 2026

Incorporated

Florida

Filings on record

1,001+ filings

On EDGAR

CIK 720005

Fiscal year ends

September

Filer status

Large accelerated filer

What to read: Jun 2026 10-Q

SECSift found 2 of 13 sections worth reading, with 1 positive, 6 notable, and 0 negative flags.

• Financial Statements (Item 1)

  Item 1 includes all financial statements and notes; contains company-specific results and acquisitions.
  Positive

  • Board authorized $2B share repurchase program; $1.1B remaining; $400M bought in Q3 2026.
  Notable

  • Acquired Clark Capital and GreensLedge for a total of up to $275M contingent consideration; aggregate fair value $180M.
  • Redeemed all Series B Preferred Stock for $81M in January 2026, eliminating preferred dividends.

• Management's Discussion (Item 2)

  Full MD&A with segment results, liquidity, capital, and risk details for Q3 FY2026.
  Notable

  • Non-comp expenses down 5% in Q3, aided by $58M prior-year legal settlement not recurring.
  • Acquired Clark Capital April 30, 2026, adding ~$36B AUM and $11B non-discretionary assets.
  • Bank loan benefit for credit losses $26M in Q3 vs. $15M provision a year ago; improved credit quality.
  • SEC inquiry and class actions ongoing regarding cash sweep rates; some claims dismissed, case continues.

What changed: Jun 2026 vs. Mar 2026

About 4% of RJF's Jun 2026 10-Q is new information. 23 paragraphs were added, 252 changed, and 42 removed. Below are the most important lines SECSift identified.

• Item 2 116
• Item 1 66
• Item 6 3
• Item 4 1
• Item 1A 1
• Item 5 1