Company facts
- Industry
- Investment Advice
- Headquarters
- Novato, California
- Most recent report
- 8-K, filed Oct 28, 2026
- Incorporated
- N/A
- Filings on record
- 1,000+ filings
- On EDGAR
- CIK 1145255
- Fiscal year ends
- September
- Filer status
- Non-accelerated filer, Smaller reporting company
Financials 8 of 80
News 8 of 182
- 8-K Current report on a material event Oct 28, 2026
- 8-K Quarterly results Aug 5, 2026
- 8-K Other events May 28, 2026
- 8-K Quarterly results May 6, 2026
- 8-K Shareholder vote results Feb 9, 2026
- 8-K Quarterly results Feb 5, 2026
- 8-K Quarterly results Dec 3, 2025
- 8-K Current report on a material event Oct 29, 2025
Prospectuses and Registrations 8 of 22
- 25-NSE Notice that a security was delisted Jun 29, 2026
- S-8 Registration statement for an employee plan Feb 9, 2024
- 424B3 Prospectus supplement for an offering Jan 5, 2024
- S-3 Shelf registration statement Dec 8, 2023
- 424B4 Final prospectus for an offering Oct 14, 2021
- FWP Free writing prospectus Oct 14, 2021
- S-1/A Registration statement for an offering, amended Oct 12, 2021
- S-1 Registration statement for an offering Sep 23, 2021
Proxies 8 of 23
- DEF 14A Proxy statement for a shareholder vote Dec 10, 2025
- DEF 14A Proxy statement for a shareholder vote Dec 18, 2024
- DEF 14A Proxy statement for a shareholder vote Dec 13, 2023
- DEF 14A Proxy statement for a shareholder vote Dec 13, 2022
- DEF 14A Proxy statement for a shareholder vote Dec 15, 2021
- DEF 14A Proxy statement for a shareholder vote Dec 15, 2020
- DEF 14A Proxy statement for a shareholder vote Dec 16, 2019
- DEF 14A Proxy statement for a shareholder vote Dec 19, 2018
Ownership 8 of 650
- 13F-HR Quarterly report of institutional holdings Oct 28, 2026
- 4 Insider reported a trade Oct 1, 2026
- 4 Insider reported a trade Sep 30, 2026
- 4 Insider reported a trade Sep 28, 2026
- 4 Insider reported a trade Sep 25, 2026
- 144 Notice of a proposed sale of restricted stock Sep 24, 2026
- 4 Insider reported a trade Sep 22, 2026
- 4 Insider reported a trade Sep 22, 2026
Other 8 of 43
- N-PX Record of how a fund voted its shares Aug 13, 2026
- N-PX Record of how a fund voted its shares Aug 25, 2025
- N-PX Record of how a fund voted its shares Aug 29, 2024
- EFFECT Notice that a registration became effective Jan 8, 2024
- CORRESP Reply to SEC staff Jan 3, 2024
- UPLOAD Comment letter from SEC staff Dec 13, 2023
- 40-APP Mar 31, 2023
- 40-APP/A Amended filing Nov 16, 2022
Everything here comes from Hennessy Advisors Inc's own filings on SEC EDGAR. The filing list is rechecked every hour.